SFC Licences of LEE Yin Han 李彥嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Futures Limited 英皇期貨有限公司 RE 2 15 July 2021
Emperor Securities Limited 英皇證券有限公司 RE 1 24 May 2021
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 23 September 2020 30 April 2021
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 23 September 2020 30 April 2021
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 09 July 2020 12 September 2020
Delta Asia Securities Limited 滙業證券有限公司 RE 1 09 July 2020 12 September 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 28 September 2017 08 June 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 28 September 2017 08 June 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 22 July 2016 08 June 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 22 July 2016 08 June 2018
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 07 March 2011 30 June 2016
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 07 March 2011 30 June 2016