SFC Licences of LAI Man Ling 黎雯玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | RE | 10 | 22 July 2019 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 11 March 2019 | 21 May 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 13 February 2018 | 16 June 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 February 2018 | 16 June 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 27 July 2015 | 13 January 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 04 March 2011 | 09 June 2015 |