SFC Licences of SHEN Bowen 沈博文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF International Investment Management Limited 廣發國際資產管理有限公司 | RO | 9 | 16 August 2023 | |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RO | 4 | 16 August 2023 | |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RO | 1 | 16 August 2023 | |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 9 | 28 December 2022 | 16 August 2023 |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 4 | 28 December 2022 | 16 August 2023 |
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 | RE | 9 | 05 June 2018 | 14 September 2022 |
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 | RE | 4 | 05 June 2018 | 14 September 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 March 2011 | 18 June 2013 |