SFC Licences of SHEN Bowen 沈博文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF International Investment Management Limited 廣發國際資產管理有限公司 RO 9 16 August 2023
GF International Investment Management Limited 廣發國際資產管理有限公司 RO 4 16 August 2023
GF International Investment Management Limited 廣發國際資產管理有限公司 RO 1 16 August 2023
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 9 28 December 2022 16 August 2023
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 4 28 December 2022 16 August 2023
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 RE 9 05 June 2018 14 September 2022
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 RE 4 05 June 2018 14 September 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 04 March 2011 18 June 2013