SFC Licences of CUNNINGHAM Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RE | 4 | 02 October 2019 | 08 May 2023 |
| M&G Investments (Hong Kong) Limited | RE | 1 | 02 October 2019 | 08 May 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 14 March 2011 | 05 September 2014 |