SFC Licences of LIM Nicolas Sambath

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Infini Capital Management Limited 無極資本管理有限公司	RE	9	27 May 2019	10 March 2020
Millennium Capital Management (Hong Kong) Limited	RE	9	03 November 2017	25 February 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	16 November 2015	19 July 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	16 November 2015	19 July 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	16 November 2015	19 July 2017
Millennium Capital Management (Hong Kong) Limited	RE	9	14 February 2014	30 June 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	26 October 2012	16 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	26 October 2012	16 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	26 October 2012	01 November 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	15 September 2011	19 July 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	09 March 2011	19 July 2012
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	09 March 2011	30 December 2011