SFC Licences of WONG Wai Yan 黃蔚茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 | RE | 9 | 22 January 2018 | 09 November 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 07 January 2015 | 11 August 2016 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 05 December 2014 | 11 August 2016 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 17 May 2011 | 17 October 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 14 March 2011 | 17 October 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 14 March 2011 | 17 October 2014 |