SFC Licences of WONG Wai Yan 黃蔚茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 RE 9 22 January 2018 09 November 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 07 January 2015 11 August 2016
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 05 December 2014 11 August 2016
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 4 17 May 2011 17 October 2014
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 14 March 2011 17 October 2014
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 14 March 2011 17 October 2014