SFC Licences of CHEN Yali 陳亞麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 29 November 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 29 November 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 08 December 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 23 July 2013 29 November 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 08 March 2011 29 November 2022