SFC Licences of DING Ning 丁宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 23 January 2020 |
| UBS Securities Hong Kong Limited | RE | 6 | 29 September 2016 | 18 December 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 16 January 2012 | 31 March 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 08 March 2011 | 31 March 2016 |