SFC Licences of LEVY James Samuel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RO	1	12 June 2012	06 October 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	4	12 June 2012	06 October 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	1	12 June 2012	06 October 2021
HSBC Investment Funds (Hong Kong) Limited	RE	1	16 March 2012	12 June 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	4	16 March 2012	12 June 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	1	16 March 2012	12 June 2012
HSBC Global Asset Management (Hong Kong) Limited	RO	2	17 August 2011	06 October 2021
HSBC Investment Funds (Hong Kong) Limited	RO	1	17 August 2011	16 March 2012
HSBC Global Asset Management (Hong Kong) Limited	RO	4	17 August 2011	16 March 2012
HSBC Global Asset Management (Hong Kong) Limited	RO	1	17 August 2011	16 March 2012
Halbis Capital Management (Hong Kong) Limited	RO	4	17 August 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RO	2	17 August 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RO	1	17 August 2011	31 December 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	9	08 March 2011	06 October 2021
Halbis Capital Management (Hong Kong) Limited	RE	9	08 March 2011	31 December 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	1	08 March 2011	17 August 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	2	08 March 2011	17 August 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	4	08 March 2011	17 August 2011
Halbis Capital Management (Hong Kong) Limited	RE	1	08 March 2011	17 August 2011
Halbis Capital Management (Hong Kong) Limited	RE	2	08 March 2011	17 August 2011
Halbis Capital Management (Hong Kong) Limited	RE	4	08 March 2011	17 August 2011
HSBC Investment Funds (Hong Kong) Limited	RE	1	08 March 2011	17 August 2011