SFC Licences of CHUN Sau Yee 秦壽頤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RO 4 28 September 2020
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RO 9 20 May 2020
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RO 1 20 May 2020
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RE 9 21 April 2020 20 May 2020
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RE 1 21 April 2020 20 May 2020
Matrix Securities Limited 矩陣證券有限公司 RE 1 25 October 2019 29 February 2020
Matrix Asset Management Limited 矩陣資產管理有限公司 RE 9 14 July 2017 29 February 2020
Matrix Asset Management Limited 矩陣資產管理有限公司 RE 4 14 July 2017 29 February 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 24 August 2015 16 September 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 24 August 2015 16 September 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 24 August 2015 16 September 2015
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 29 April 2015 16 September 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 29 April 2015 16 September 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 29 April 2015 16 September 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 29 April 2015 16 September 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 January 2014 06 July 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 20 January 2014 06 July 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 January 2014 06 July 2015
iBest Consultants Limited RE 2 15 May 2012 06 July 2015
iBest Consultants Limited RE 9 20 April 2011 06 July 2015
iBest Consultants Limited RE 4 20 April 2011 06 July 2015
iBest Consultants Limited RE 1 20 April 2011 06 July 2015