SFC Licences of KAUFMANN Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 17 August 2011 | 30 December 2011 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 15 March 2011 | 13 July 2011 |