SFC licenceholder AWZ383 LI Alexander William 李力山

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 15 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [4] (Advising on Securities) 03 April 2014 10 March 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 16 February 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [7] (Providing Automated Trading Services) 21 March 2011 01 November 2013