SFC licenceholder AWZ383 LI Alexander William 李力山

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 (Advising on Securities) 2014-04-03 2017-03-10
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 (Dealing in Securities) 2012-02-16
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 (Providing Automated Trading Services) 2011-03-21 2013-11-01
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-03-21