SFC Licences of DAVIS Bernard Steven
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 03 October 2017 | 15 January 2019 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 22 November 2011 | 15 January 2019 |
BGC Securities (Hong Kong) LLC | RE | 1 | 17 March 2011 | 12 November 2011 |