SFC Licences of LI Wenjing 李雯靜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 | RE | 9 | 01 September 2023 | |
Toroa Management (HK) Limited 信為資管(香港)有限公司 | RO | 9 | 25 June 2021 | 24 July 2023 |
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RO | 9 | 28 April 2015 | 29 February 2016 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 24 March 2014 | 29 May 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 March 2011 | 17 January 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 March 2011 | 17 January 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 March 2011 | 31 January 2012 |