SFC Licences of YIP Kam Kay 葉錦基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 07 June 2013 | |
Halbis Capital Management (Hong Kong) Limited | RE | 9 | 02 August 2011 | 31 December 2011 |
Halbis Capital Management (Hong Kong) Limited | RE | 4 | 02 August 2011 | 31 December 2011 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 15 March 2011 | 04 July 2011 |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 15 March 2011 | 04 July 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 15 March 2011 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 15 March 2011 |