SFC Licences of QUINN JR James Jerome
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Peak Cloud Limited 雲明有限公司 | RO | 2 | 27 April 2020 | 04 June 2021 |
Peak Cloud Limited 雲明有限公司 | RO | 1 | 27 April 2020 | 04 June 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 13 March 2014 | 04 September 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 13 March 2014 | 04 September 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 24 February 2012 | 13 March 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 24 February 2012 | 13 March 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 16 March 2011 | 16 June 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 16 March 2011 | 16 June 2011 |