SFC Licences of ULMER Julian Jerome
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bradbury Asset Management (Hong Kong) Limited | RE | 9 | 08 May 2013 | 31 January 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 06 August 2012 | 15 November 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 06 August 2012 | 15 November 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 06 August 2012 | 15 November 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 August 2012 | 15 November 2012 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 August 2011 | 03 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 August 2011 | 03 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 01 August 2011 | 03 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 August 2011 | 03 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 March 2011 | 17 June 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 17 March 2011 | 17 June 2011 |