SFC Licences of TANTI Alexander John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 06 February 2014 01 April 2016
Morgan Stanley Hong Kong Securities Limited RE 2 06 February 2014 01 April 2016
Morgan Stanley Hong Kong Securities Limited RE 1 06 February 2014 01 April 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 06 February 2014 01 April 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 05 June 2013 07 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 12 December 2012 07 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 12 December 2012 07 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 12 December 2012 01 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 10 November 2011 10 December 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 November 2011 10 December 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 21 March 2011 21 June 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 21 March 2011 21 June 2011