SFC Licences of LI Hao 李浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Alioth Capital Limited 恒量資本有限公司 | RO | 9 | 25 September 2020 | |
Alioth Capital Limited 恒量資本有限公司 | RO | 4 | 25 September 2020 | |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 26 June 2017 | 02 September 2020 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 4 | 29 January 2016 | 02 September 2020 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 23 December 2015 | 02 September 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 21 March 2011 | 15 February 2016 |