SFC Licences of CHENG Wang Ming 鄭宏明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 6 | 02 September 2020 | |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 6 | 13 July 2020 | 02 September 2020 |
| Draco Capital Limited 瓏盛資本有限公司 | RO | 6 | 04 January 2019 | 31 May 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 19 November 2014 | 04 December 2018 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 25 September 2014 | 04 December 2018 |
| Zijing Capital Limited 紫荊融資有限公司 | RE | 6 | 19 April 2011 | 05 September 2014 |