SFC Licences of CHEN Chen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 10 April 2013 14 June 2013
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司
RE 4, 9 21 March 2011 14 June 2013