SFC Licences of YE Gen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 October 2014 | 01 March 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 May 2014 | 19 August 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 March 2011 | 19 August 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 21 March 2011 | 05 September 2013 |