SFC Licences of SO Man Chung 蘇文聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 08 December 2011 30 May 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 December 2011 30 May 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 21 April 2011 19 November 2011
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 21 March 2011 19 November 2011