SFC Licences of SO Man Chung 蘇文聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 08 December 2011 | 30 May 2014 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 December 2011 | 30 May 2014 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 21 April 2011 | 19 November 2011 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 21 March 2011 | 19 November 2011 |