SFC Licences of KWONG Chak Lam 鄺宅林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 20 December 2012 | 02 September 2013 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 27 September 2012 | 04 October 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 27 September 2012 | 04 October 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 21 March 2011 | 30 June 2011 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 21 March 2011 | 30 June 2011 |