SFC Licences of KWOK Ka Ki 郭家琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 06 January 2023 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 24 March 2016 | 06 January 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 22 December 2014 | 01 March 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 December 2014 | 01 March 2016 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 27 September 2011 | 29 September 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 March 2011 | 29 September 2014 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 25 March 2011 | 29 September 2014 |