SFC Licences of WANG Zheng 王崢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 17 November 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 20 September 2021 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 20 September 2021 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 25 June 2019 | 31 August 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 22 September 2015 | 31 August 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 22 September 2015 | 31 August 2021 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 14 February 2012 | 24 April 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 14 February 2012 | 24 April 2012 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 2 | 11 April 2011 | 17 November 2011 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 11 April 2011 | 17 November 2011 |