SFC Licences of WANG Zheng 王崢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 17 November 2021
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 20 September 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 20 September 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 25 June 2019 31 August 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 22 September 2015 31 August 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 22 September 2015 31 August 2021
Huarong International Securities Limited 華融國際證券有限公司 RE 2 14 February 2012 24 April 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 14 February 2012 24 April 2012
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 2 11 April 2011 17 November 2011
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 1 11 April 2011 17 November 2011