SFC Licences of DUFOUR Benjamin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 2 28 February 2018 15 June 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 1 28 February 2018 15 June 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 28 February 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 27 June 2011 28 February 2018
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 27 June 2011 30 December 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 27 June 2011 30 December 2011
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 24 March 2011 24 June 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 24 March 2011 24 June 2011