SFC Licences of YAO Peirong 要佩蓉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 30 December 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 30 December 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 31 July 2020 11 December 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 24 January 2019 20 July 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 24 January 2019 20 July 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 24 January 2019 20 July 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 09 December 2014 27 May 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2011 29 October 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2011 29 October 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2011 29 October 2014