SFC Licences of LAU Wan Ki 劉運祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Lego Corporate Finance Limited 力高企業融資有限公司	RO	6	19 March 2024
Lego Corporate Finance Limited 力高企業融資有限公司	RE	6	26 February 2024	19 March 2024
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司	RO	6	13 April 2023	18 August 2023
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司	RE	1	20 December 2022	18 August 2023
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司	RE	6	20 December 2022	13 April 2023
Yue Xiu Capital Limited 越秀融資有限公司	RO	6	01 April 2021	24 October 2022
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	01 April 2021	24 October 2022
Yue Xiu Capital Limited 越秀融資有限公司	RE	6	30 December 2020	01 April 2021
Lego Corporate Finance Limited 力高企業融資有限公司	RO	6	23 December 2016	14 December 2020
Lego Corporate Finance Limited 力高企業融資有限公司	RE	6	18 February 2016	23 December 2016
Celestial Capital Limited 時富融資有限公司	RE	6	05 August 2015	22 January 2016
Celestial Capital Limited 時富融資有限公司	RE	1	05 August 2015	22 January 2016
Quam Capital Limited 華富建業企業融資有限公司	RE	6	17 August 2011	11 July 2015