SFC Licences of IENO Eiji Alex

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 12 January 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 12 January 2018
Morgan Stanley Hong Kong Securities Limited RE 2 03 November 2017 13 November 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 November 2017 13 November 2017
Morgan Stanley Hong Kong Securities Limited RE 2 11 August 2017 21 August 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 August 2017 21 August 2017
Morgan Stanley Hong Kong Securities Limited RE 2 17 February 2017 27 February 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 February 2017 27 February 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 March 2016 21 March 2016
Morgan Stanley Hong Kong Securities Limited RE 2 25 June 2015 07 July 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 June 2015 07 July 2015
OTCex Hong Kong Limited RE 1 03 August 2011 01 June 2012
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 24 March 2011 24 June 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 24 March 2011 24 June 2011