SFC Licences of IENO Eiji Alex

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RE	2	12 January 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	12 January 2018
Morgan Stanley Hong Kong Securities Limited	RE	2	03 November 2017	13 November 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 November 2017	13 November 2017
Morgan Stanley Hong Kong Securities Limited	RE	2	11 August 2017	21 August 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	11 August 2017	21 August 2017
Morgan Stanley Hong Kong Securities Limited	RE	2	17 February 2017	27 February 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	17 February 2017	27 February 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	11 March 2016	21 March 2016
Morgan Stanley Hong Kong Securities Limited	RE	2	25 June 2015	07 July 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	25 June 2015	07 July 2015
OTCex Hong Kong Limited	RE	1	03 August 2011	01 June 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	24 March 2011	24 June 2011
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	24 March 2011	24 June 2011