SFC Licences of HONG Hao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GROW Asset Management (HK) Limited | RO | 4 | 09 March 2023 | |
| GROW Asset Management (HK) Limited | RO | 9 | 02 February 2023 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 01 April 2019 | 01 May 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 18 May 2018 | 01 April 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 06 October 2017 | 18 May 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 06 June 2012 | 06 October 2017 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 28 March 2011 | 13 November 2011 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 28 March 2011 | 13 November 2011 |