SFC Licences of LAU Ka Ho 劉嘉豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 21 September 2021 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 September 2021 | |
| Macquarie Asia Securities Limited | RE | 1 | 06 September 2021 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 22 September 2014 | 04 August 2021 |
| BTIG Hong Kong Limited | RE | 1 | 25 March 2011 | 25 August 2014 |