SFC Licences of NGAI Tin Wai 魏天威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 29 November 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 29 November 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 2, 4, 5 09 July 2020 30 September 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 16 June 2020 30 September 2020
ABCI Securities Company Limited 農銀國際證券有限公司
RE 1 11 August 2016 26 May 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2 05 May 2015 30 July 2016
CASH Asset Management Limited 時富資產管理有限公司
RE 9 07 November 2011 25 April 2015
Celestial Commodities Limited 時富商品有限公司
RE 2 25 March 2011 25 April 2015
Celestial Securities Limited 時富證券有限公司
RE 1 25 March 2011 25 April 2015