SFC Licences of NGAI Tin Wai 魏天威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RE | 1 | 29 November 2021 | |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RE | 2 | 29 November 2021 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 2, 4, 5 | 09 July 2020 | 30 September 2020 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 16 June 2020 | 30 September 2020 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RE | 1 | 11 August 2016 | 26 May 2020 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 2 | 05 May 2015 | 30 July 2016 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RE | 9 | 07 November 2011 | 25 April 2015 |
| Celestial Commodities Limited 時富商品有限公司 |
RE | 2 | 25 March 2011 | 25 April 2015 |
| Celestial Securities Limited 時富證券有限公司 |
RE | 1 | 25 March 2011 | 25 April 2015 |