SFC Licences of NIE Yang 聶洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 28 February 2014 | 08 May 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 28 February 2014 | 08 May 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 28 March 2011 | 19 January 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 28 March 2011 | 19 January 2014 |