SFC Licences of CHEN Shujin 陳姝瑾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 27 December 2019 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 16 January 2017 | 11 October 2019 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 06 November 2013 | 30 November 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 30 March 2011 | 24 January 2013 |