SFC Licences of LAU Ho Yin Joanna 劉浩燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 11 September 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 March 2011 | 11 September 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 28 March 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 28 March 2011 | 31 August 2013 |