SFC Licences of AU Pui Shan 區佩珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 05 December 2011 | 15 September 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 31 October 2011 | 15 September 2012 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 15 April 2011 | 31 August 2011 |