SFC Licences of AU Pui Shan 區佩珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Securities Limited 華融國際證券有限公司 RE 2 05 December 2011 15 September 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 31 October 2011 15 September 2012
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 15 April 2011 31 August 2011