SFC Licences of NING To 寧濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 29 March 2011 26 December 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 29 March 2011 26 December 2013
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 29 March 2011 02 November 2011