SFC Licences of NING To 寧濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 29 March 2011 | 26 December 2013 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 29 March 2011 | 26 December 2013 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 29 March 2011 | 02 November 2011 |