SFC Licences of CHAO Ruo Han 趙若涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 9 | 01 November 2017 | |
China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 4 | 01 November 2017 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 03 November 2014 | 17 September 2017 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 15 January 2014 | 17 September 2017 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 June 2012 | 03 January 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 27 April 2011 | 03 January 2014 |