SFC Licences of CHAO Ruo Han 趙若涵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 9 01 November 2017
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 4 01 November 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 03 November 2014 17 September 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 15 January 2014 17 September 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 14 June 2012 03 January 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 27 April 2011 03 January 2014