SFC Licences of LIU Jie 劉洁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 31 March 2011 | 21 November 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 31 March 2011 | 21 November 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 31 March 2011 | 21 November 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 31 March 2011 | 21 November 2011 |