SFC Licences of LI David Sen 李森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Moelis & Company Asia Limited 美馳亞洲有限公司 RE 6 13 February 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 10 July 2014 31 December 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 10 July 2014 31 December 2019
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 14 September 2011 03 June 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 14 September 2011 03 June 2014
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 1 01 April 2011 28 August 2011
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 4 01 April 2011 28 August 2011
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 6 01 April 2011 28 August 2011