SFC Licences of LI David Sen 李森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 13 February 2023 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 10 July 2014 | 31 December 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 July 2014 | 31 December 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 14 September 2011 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 September 2011 | 03 June 2014 |
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 1 | 01 April 2011 | 28 August 2011 |
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 4 | 01 April 2011 | 28 August 2011 |
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 6 | 01 April 2011 | 28 August 2011 |