SFC Licences of CHENG Anthony Roger 陳若嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 09 June 2021 | |
| Merrill Lynch Far East Limited | RE | 1 | 09 June 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2021 | |
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 01 March 2021 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 01 March 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 01 March 2021 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 February 2014 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 7 | 25 November 2011 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 06 April 2011 | 01 March 2021 |
| UBS Securities Asia Limited | RE | 2 | 06 April 2011 | 01 March 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 06 April 2011 | 18 December 2016 |