SFC licenceholder AXC643 LIN Kuo-Hao 林國皓

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 (Dealing in Securities) 2011-10-03 2020-11-25
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-10-03 2020-11-25
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 (Providing Automated Trading Services) 2011-10-03 2013-11-01
Cowen Structured Products Hong Kong Limited RE 1 (Dealing in Securities) 2011-05-03 2011-09-02