SFC Licences of LIN Kuo-Hao 林國皓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 25 February 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 25 February 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 03 October 2011 25 November 2020
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 03 October 2011 25 November 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 October 2011 25 November 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 03 October 2011 01 November 2013
Cowen Structured Products Hong Kong Limited RE 1 03 May 2011 02 September 2011