SFC Licences of GOH Denpong King Seng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 October 2014 | 14 October 2014 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 12 April 2011 | 17 January 2012 |