SFC Licences of LIU Ngar Yin 廖雅賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 28 September 2021 | 13 January 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 07 September 2021 | 13 January 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 September 2021 | 13 January 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 October 2019 | 23 July 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 March 2017 | 23 July 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 April 2011 | 27 January 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 07 April 2011 | 13 August 2013 |