SFC Licences of JAMES Christopher Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 16 June 2014 | 12 September 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 June 2014 | 12 September 2019 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 17 March 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 April 2011 | 17 March 2014 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 08 April 2011 | 17 March 2014 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 08 April 2011 | 17 March 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 April 2011 | 24 July 2013 |