SFC Licences of WONG Chor Ming 黃礎銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RO | 6 | 29 January 2021 | |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 28 December 2020 | 29 January 2021 |
| Innovax Capital Limited 創陞融資有限公司 | RO | 6 | 14 July 2017 | 30 November 2020 |
| Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 20 April 2017 | 30 November 2020 |
| Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 20 April 2017 | 14 July 2017 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 14 July 2014 | 19 April 2017 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 4 | 14 July 2014 | 19 April 2017 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 14 July 2014 | 19 April 2017 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 31 July 2013 | 27 June 2014 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 31 July 2013 | 27 June 2014 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 31 July 2013 | 27 June 2014 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 13 April 2011 | 27 July 2013 |