SFC Licences of CHAU Wai Man, Josephine 周慧文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 August 2019 | 06 October 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 November 2011 | 07 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 April 2011 | 07 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 12 April 2011 | 07 September 2013 |