SFC Licences of TSUDA Yutaka

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 25 October 2011 31 May 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 25 October 2011 31 May 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 April 2011 03 June 2011
Morgan Stanley Hong Kong Securities Limited RE 2 19 April 2011 03 June 2011