SFC Licences of TSUDA Yutaka
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 25 October 2011 | 31 May 2013 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 25 October 2011 | 31 May 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 April 2011 | 03 June 2011 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 April 2011 | 03 June 2011 |