SFC Licences of ANDREWS Rodney Leonard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 May 2013 | 15 August 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 May 2013 | 15 August 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 May 2013 | 14 September 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 May 2013 | 14 September 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 15 April 2011 | 24 January 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 April 2011 | 24 January 2013 |